ALLIANT CAPITAL MANAGEMENT LLC PRIVACY NOTICE

Our Commitment to Privacy  –  Alliant Capital Management LLC is committed to protecting our clients’ privacy and the confidentiality of our clients’ personal information.  Client confidentiality is paramount and considered by us to be a professional obligation of the highest importance.  To better protect privacy we provide this notice explaining our policies.

Use, Collection, and Retention of Client Information  –  Alliant Capital Management LLC collects certain non-public personal information about our clients.  Information collected may include, but is not limited to, name, address, tax identification number, date of birth, employment status, annual income, and net worth. This information is collected to accurately indentify our clients, to protect and administer accounts and records, to better provide our services, and to comply with certain laws and regulations.  We may obtain non-public personal information about our clients from information we receive through providing our services and from information about clients’ account transactions and balances.

Limitation of Access to Information  –  Employee access to personally identifiable client information is limited to those with a business reason to know such information.  Employees are educated on the importance of maintaining the confidentiality of client information and are responsible for maintaining the confidentiality of client information.

Disclosure of Information  –  As a general rule, Alliant Capital Management LLC will not disclose any non-public personal information about our clients or former clients to unaffiliated companies.  However, we may share information: with unaffiliated companies that assist us in providing our services to our clients; in the normal course of our business (for example, with government agencies or custodians/broker-dealers); when legally required or permitted in connection with fraud investigations and litigation; at the request of or with permission of a client; or any other time as required by law.

Commitment to Security  –  Alliant Capital Management LLC has put in place appropriate physical, electronic, and managerial procedures to safeguard the non-public personal information we collect about our clients.  The privacy policies and practices will remain in effect for clients who close their accounts or become inactive as a client.

Right to Change/How to Contact Us  –  This Privacy Notice applies to individuals, and we reserve the right to change this Privacy Notice, and any of the policies or procedures described above, at any time without prior written notice.  This Privacy Notice is for general guidance and does not constitute a contract or create legal rights and does not modify or amend any agreements we have with our clients.  Should you have any questions or concerns regarding this notice, please call us at 919.802.8686.

Disclaimer

The information contained and accessed on Alliant Capital Mgmt.com (the “Site”) is provided for general guidance and is intended to offer the user general information of interest. The application and impact of laws can vary widely based on the specific facts involved. Given the changing nature of laws, rules and regulations, and the inherent hazards of electronic communication, there may be delays, omissions or inaccuracies in information contained in this Site.

Before making any decision or taking any action, you should consult Alliant Capital Management LLC directly. Alliant Capital Management LLC is not responsible for any errors or omissions, or for the results obtained from the use of this information. All information in this Site is provided “as is”, with no guarantee of completeness, accuracy, timeliness or of the results obtained from the use of this information, and without warranty of any kind, express or implied, including, but not limited to warranties of performance, merchantability and fitness for a particular purpose.

In no event will Alliant Capital Management LLC, its related partnerships, or the partners, agents or employees thereof be liable to you or anyone else for any decision made or action taken in reliance on the information in this Site or for any consequential, special or similar damages, even if advised of the possibility of such damages.

Certain links in this Site connect to other Web Sites maintained by third parties over whom Alliant Capital Management LLC has no control. Alliant Capital Management LLC makes no representations as to the accuracy or any other aspect of information contained in other Web Sites.